Total 27 Results for:
Showing 12 out of 27 results
11 August 2023
Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback
30 November 2021
Deferral of the SFDR RTS – No time for a break for financial market participants
24 November 2021
Whistleblowing and the “compliance gap”: Australian regulator fires warning shot on whistleblower policies
21 July 2020
Can predictive analytics prevent employee misconduct?
21 July 2020
Digital forensics in investigations and the growing data burden
21 July 2020
Using big data to fight financial crime
21 July 2020
Regulators lead businesses in monitoring of misconduct
11 December 2019
Big data is transforming investigations
9 December 2019
FinReg Insights – The 2020 Outlook
12 November 2019
Casting the regulatory net over virtual assets – SFC finalises new regulatory framework for virtual asset trading platforms
10 October 2019
Hong Kong SFC publishes licensing conditions for virtual asset fund managers
2 October 2019
Be on the mark – APAC central banks release study of benchmark reform implications
Showing 12 out of 27 results
View more